Doug Cornelius on compliance for private equity real estate
These are my notes, live from the forum. (Please pardon the rougher nature.) Speaker: Marc Wyatt , Deputy Director -Office of Compliance Inspections and Examination, US Securities and Exchange Commission (Of course, his comments are his own and don’t represent the viewpoints of the Commission or the rest of the staff.) This also only his … Read more »
These are my notes, live from the forum. (Please pardon the rougher nature.) Speaker: Julia D. Corelli, Partner, Pepper Hamilton Ross A. Oliver, Senior Counsel & Chief Compliance Officer, Crestview Partners Gwen Reinke, Chief Compliance Officer, Vista Equity Partners You need to think of marketing as a broader area than advertising. Deal press releases and … Read more »
These are my notes, live from the forum. (Please pardon the rougher nature of this report.) Speakers: Terry E. Everett, CFO & COO, Rockland Capital Garth Nichols, Senior Manager- Financial Services, EY Christopher Anderson, CCO & General Counsel, KPS Capital Partners LP First step is to figure out what you want to protect. For private … Read more »
These are my notes, live from the forum. (Please pardon the rougher nature.) Speakers: Jason Brown, Partner, Ropes & Gray James Gaven, Senior Counsel and Chief Compliance Officer ,Welsh, Carson, Anderson & Stowe Byron Pavano, COO & Fund Counsel, Audax Group Abrielle Rosenthal, Managing Director, Chief Compliance Officer, TowerBrook Capital Partners LP The new registrant … Read more »
These are my notes, live from the forum. (Please pardon the rougher nature.) Moderator: Rob Kotecki, Reporter, Private Funds Management Speakers : Roman A. Bejger, Esq., General Counsel & Chief Compliance Officer, Providence Equity Danielle Ryea, Senior Manager, EY David Smolen, General Counsel & Chief Compliance Officer, GI Partners The Blackrock enforcement action was levied … Read more »
I’m spending a few days in New York attending PEI’s Private Fund Compliance Forum. Last year, the SEC’s Drew Bowden dropped his illegal expenses bombshell. I wonder what his acting replacement, Marc Wyatt, will do as follow up later today. I plan to live-blog my notes during the conference. We’ll see how the power and … Read more »