We know that Sarbanes-Oxley offers protections to employees at public companies, but does it also protect employees at mutual fund companies? Yes. At least according to Judge Woodcock of the Massachusetts U.S. District Court. The Employees The decision is for two cases that were combined because of the common defendant. According to the decision, Jackie … Read more »
Tag: Fidelity
The Cumulative Effect of Gift Giving
The line between holiday gift giving and corruption is very gray. You need to be concerned that traditional holiday gifts are not actually holiday corruption bribes. Not only should you look at an individual gift, you need to look to gifts to the organization as a whole. One excessive gift may seem over the top … Read more »