Much has been made about FINRA’s Regulatory Notice 10-06 and how that will affect the social media use by registered representatives. Looking beyond the broker/dealers, I thought it would be interesting to see what mutual fund companies are doing with social media. I’ve started seeing some mutual fund companies starting to dip their toes into … Read more »
Category: Social Networking and Web 2.0
Bentley CS 299
I spent some time this afternoon with Mark Frydenberg‘s class at Bentley University: CS 299 Web 2.0 – Technology, Strategy, and Community. I talked about my perspective on Web 2.0, trying to show how 2.0 tools can be used to help you organize the information you need to do your job better and develop yourself … Read more »
Implementing Compliance Practices for Social Media
I was in the audience for FINRA’s latest educational Program: Implementing Compliance Practices for Social Media. This program addressed implementation of new guidance that FINRA recently issued in Regulatory Notice 10-06, concerning social media. Resources and Supplementary Material (.pdf) Slide deck (.pdf) These are my notes, live from the program (& riddled with typos): Introduction … Read more »
MoFo2Go
Do I care if my law firm has an iPhone App? As client, I care about my law firms delivering useful information to me. Kevin O’Keefe says your law firm should forget about building an iPhone App. Morrison & Foerster didn’t heed his advice and created MoFo2Go, an iPhone app. iPhone App versus Mobile View … Read more »
Wikis, Learning, Teaching and Compliance
I am a believer that the use of 2.0 tools can help compliance professionals. (Hopefully, this blog is a part of that proof.) Moving to the inherently open communication of 2.0 tools from the inherently private channel communication of email can expose sunlight on behavior and expose information. Incorrect information and behavior can be corrected. … Read more »
Boston Bar Association Presentation on Web 2.0
Martha Sperry of Advocate’s Studio asked me to join her in a presentation to the Boston Bar Association’s Computer & Internet Law Committee titled: Beyond LinkedIn: Advanced Social Media for Lawyers. Martha Sperry, OneBeacon Insurance Group Ltd., and Doug Cornelius will lead a brown-bag lunch discussion for lawyers who are familiar with the various forms … Read more »
Futures Trading and Social Networking
With this week’s release of FINRA’s guidance on social media sites for securities traders, I thought it would be interesting to look at how the futures trading regulatory body is dealing with the issues. It turns out that the National Futures Association recently amended its rules to address social media and released new interpretive notices … Read more »
Weekend Book Review: Sonic Boom by Gregg Easterbrook
You may know Gregg Easterbrook from his previous book The Progress Paradox (one of his six books) or his articles in The Atlantic. I know him mostly from his hobby: writing the Tuesday Morning Quarterback column on ESPN.com. Sonic Boom tries to look beyond the current recession. Easterbrook looks ahead to what to expect after … Read more »
Governing Social Media: How to Monitor, Manage and Make the Most of Employee Use of Social Media
Join me, Kathleen Edmond, Chief Ethics Officer, Best Buy, and Janice Innis-Thompson, SVP & Chief Compliance Officer, TIAA-CREF, as we discuss compliance and governance issues of web 2.0 and social networking. “Corporate Communication takes on a whole new meaning in a world of social media, where employees can freely post their views and spread documents, … Read more »
The Economist Special Report on Social Networking.
“An astonishing amount of time is being wasted on investigating the amount of time being wasted on social networks.” I love reading The Economist because of lines like that. The January 28 issue has a special report on social networking. (The cover image is Steve Jobs dressed like Moses with his new tablet) “Another [report], … Read more »