New Mexico Regulates the Use of Placement Agents

New Mexico, like New York and California is regulating the use of placement agents. The state has adopted the New York Model and banned any future investments with money managers who employ third-party placement agents. They have also instituted enhanced disclosure requirements. The New Mexico State Investment Council policy will preclude any investments being made … Read more »

California Regulates Use of Placement Agents

California has followed the lead of New York and started regulating the use of placement agents. California’s law requires placement agents to disclose contributions and gifts made to state and local pension and retirement board members, as well as information about the placement agent’s compensation, the services provided, and any lobbying or regulatory registrations. The … Read more »

Opportunities Exist to Improve DOD’s Oversight of Contractor Ethics Programs

The Government Accounting Office released a report on the compliance and ethics programs of 57 government contractors each with yearly contracts over $500 million: Defense Contracting Integrity: Opportunities Exist to Improve DOD’s Oversight of Contractor Ethics Programs The report’s survey was conducted in September 2008, before the new Federal Acquisition Regulations were put in place … Read more »

Colorado’s Pay-to-Play Law

The Colorado voters passed Amendment 54 in the November, 2008 elections, which amends the Colorado Consitution to limit campaign contributions: Text of the Proposed Initiative (.pdf) and Text of the Constitutional Amendment (.pdf). The consitutional amendment carries a presumption of impropriety between contributions to political campaigns and the award of sole source government contracts. Read more »