Doug Cornelius on compliance for private equity real estate
These are some of the compliance-related stories that recently caught my attention. Attributes of a Great Ethics and Compliance Leader by Jean-Marc Levy in Corporate Compliance Insights The three most important qualities of a CECO are courage, a deep understanding of his/her business and emotional intelligence. These qualities go beyond the traditional role of an … Read more »
These are some of the compliance-related stories that recently caught my attention. Compliance Officers Think Regulators Are Targeting Them By Samuel Rubenfeld in the Wall Street Journal’s Risk & Compliance Journal Thomson Reuters, for its Personal Liability Report, found that 93% of compliance professionals expect their personal liability to increase over the next year, with … Read more »
These are some of the compliance-related stories that recently caught my attention. Definition of Materiality Depends Who You Ask by Emily Chasan in the Wall Street Journal As CFO Journal reported on Tuesday, at least half a dozen standard setters, including the accounting rule makers, Securities and Exchange Commission and stock exchanges, have some guidelines … Read more »
These are some of the compliance-related stories that caught my attention while getting ready for Halloween! The Results Are In – SCCE’s 2015 Salary Survey Report Is Now Available by Adam Turteltaub in SCCE’s Compliance & Ethics Blog The Society of Corporate Compliance and Ethics (SCCE)® is pleased to be able to provide you with … Read more »
These are some of the compliance-related stories that recently caught my attention. Two Games about Gifts for Corporate Compliance & Ethics Week by Ricardo Pellafone in SCCE’s The Compliance & Ethics Blog You know that your employees are competitive, so you know that a game show is more engaging than a Powerpoint lecture. But you’ve … Read more »
I have been busy and not been able to post any of my own stories this week. Here are some other compliance-related stories that recently caught my attention. The Right Wing’s Assault on the Post Office – Smashing the Myth That It’s in Financial Trouble by Yves Smith in Naked Capitalism That year, the … Read more »
These are some of the compliance-related stories that recently caught my attention. The Unsophisticated Sophisticated: Old Age and the Accredited Investors Definition by Tao Guo, Michael S. Finke and Chris Browning in the CLS Blue Sky Blog Using two large nationally-representative data sets that include financial literacy tests, we find that financial literacy scores decline … Read more »
These are some of the compliance-related stories that recently caught my attention. The Curious Incident of the ‘Life Coach’ and the Press Release by Bruce Carton in Compliance Week As I’ve observed before, the SEC loves to craft press release headlines that feature defendants’ interesting or high-profile jobs. For example, past SEC headline highlights … Read more »
These are some of the compliance-related stories that recently caught my attention. A Hill To Die On By Donna Boehme in SCCE’s Compliance & Ethics Blog Of the thousands of decisions that must be made in the course of designing and implementing a meaningful compliance program to cover all of an organization’s top risks, what … Read more »
These are some of the compliance-related stories that recently caught my attention. What Does Aristotle Have to do With Business Ethics? by Ben Dipietro in the WSJ’s Risk & Compliance Journal History can show us the consequences of unethical behavior, the disasters that have resulted from unethical behavior. But it’s not just a mirror reflecting … Read more »