Skip to content

Compliance Building

Doug Cornelius on compliance for private equity real estate

Menu
  • Home
  • About
    • About
    • About Doug
    • About This Website
    • Why I Blog
    • Speaking Engagements
    • Contact
    • Publications
  • Archives
    • Topic Archive
    • Book Reviews
    • Most Popular
  • Subscribe
  • Disclaimers
    • Disclaimers
    • Policies and Procedures
    • Use of Site Content
    • Comments
    • FTC Disclosure
Menu

Category: Accounting

New Rules Ease the Restructuring of CMBS Loans

Posted on September 16, 2009 by Doug Cornelius

The Treasury Department released new tax rules that make it easier for property owners to restructure loans that were packaged and sold as Commercial Mortgage Backed Securities. The IRS passed relief for residential mortgage packed securities in May, 2008. Until now, tax rules have made it impossible for borrowers who are not in default to…

Read more

When Work Papers are not Subject to the Attorney-Client Privilege

Posted on September 4, 2009August 25, 2009 by Doug Cornelius

The recent Textron decision is causing quite a kerfuffle. The court permitted Internal Revenue Service to gain access to documents created by the defense-contracting firm to determine whether the company’s calculation of its tax liabilities would pass muster during a possible IRS audit. Textron was trying to shield the documents under the Work-Product Doctrine. Work-Product…

Read more

FBAR Filing Deadline Extended (For Some)

Posted on August 13, 2009August 11, 2009 by Doug Cornelius

The deadline for Foreign Bank Account Reporting was June 30. The Report of Foreign Bank and Financial Account is IRS TD F 90-22.1 (.pdf). Any United States person who has a financial interest in or signature authority, or other authority over any financial account in a foreign country, if the aggregate value of these accounts…

Read more

Is the Public Company Accounting Oversight Board Unconstitutional?

Posted on August 5, 2009August 5, 2009 by Doug Cornelius

That question is on the docket for the Supreme Court in October. The Court agreed to rule on the constitutionality of the Public Company Accounting Oversight Board in Free Enterprise Fund v. PCAOB (08-861). The Sarbanes-Oxley Act passed in 2002 created PCAOB as a new government agency to regulate firms that audit the books of…

Read more

FBAR Deadline

Posted on June 29, 2009June 24, 2009 by Doug Cornelius

The deadline for Foreign Bank Account Reporting is June 30. The  Report of Foreign Bank and Financial Account is IRS TD F 90-22.1 (.pdf). Any United States person who has a financial interest in or signature authority, or other authority over any financial account in a foreign country, if the aggregate value of these accounts…

Read more

The SEC’s Radical Disclosure Overhaul

Posted on June 3, 2009June 3, 2009 by Doug Cornelius

My notes, live, from Dr. William Lutz on The SEC’s Radical Disclosure Overhaul. (Disclaimer: The presentation represents the views of Dr. Lutz and not necessarily the views of the SEC.) He started off with a definition of “Information”: That which reduces uncertainty. (From Shannon and Weaver’s  Mathematical Theory of Communication) If it’s not information, it’s…

Read more

Supreme Court to Rule on Sarbanes-Oxley

Posted on May 18, 2009June 2, 2010 by Doug Cornelius

On Monday, the Supreme Court agreed to rule on the constitutionality of the Public Company Accounting Oversight Board. The Sarbanes-Oxley Act passed in 2002 created PCAOB as a new government agency to regulate firms that audit the books of publicly traded companies. The key question in the case is whether the Act violated the separation-of-powers…

Read more

IRS Notice 2009-38 on Section 382 For Acquisition of Instruments Issued by Recipients of TARP Funds

Posted on April 28, 2009April 27, 2009 by Doug Cornelius

The Internal Revenue Service issued Notice 2009-38 (.pdf) to provide guidance when instruments are acquired by the Treasury Department under the Capital Purchase Program of the Emergency Economic Stabilization Act (“EESA”) and the Troubled Asset Relief Program (“TARP”). The issue arose because of the massive amount of securities being acquired by the Treasury. If those…

Read more

Auditing Standard No. 5 for Smaller Companies

Posted on February 3, 2009October 3, 2013 by Doug Cornelius

PCAOB released Staff Views for applying the provisions of PCAOB Standard No. 5 for audits of smaller, less complex public companies (.pdf) on January 23, 2009. Standard No. 5 is focused on assessing the effectiveness of internal controls over financial reporting. This Staff View of PCAOB Standard No. 5 discusses how to scale an audit…

Read more

Deloitte’s Year End Reporting Issues: An Update on Current Issues and Items on the Horizon

Posted on January 9, 2009 by Doug Cornelius

Deloitte, as part of their Financial Reporting Series presented a webinar on year end reporting issues. The panel consisted of: Bob Uhl Beth Ann Reese Glen Donovan Stuart Moss Valuations will be a hot topic for year end reporting. The problem is the current “market impairment” existing for many securities. Auction Rate Securities settlements offer…

Read more

Posts pagination

  • Previous
  • 1
  • 2
  • 3
  • 4
  • Next

Search for Stuff

Recent Stories

  • When the Lawyer Is Breaking Bad
  • Will Investors Have an Appetite for Semi-Annual Reporting?
  • Special Forces Trading on Insider Knowledge
  • Prediction Markets and Compliance Programs
  • The One with the Line That Goes Straight Up and Right
  • The One with the Crypto Paying for a Mega-Shilling Package
  • The Performance of the SEC in 2025
  • More on the Downsizing of the SEC
  • SEC Enforcement Results for FY 2025
  • Proposed Fundamental Reforms to AML Programs

Fight Cancer

Please support my Pan-Mass Challenge
Make a donation to fight cancer. donate.pmc.org/DC0176
pan-mass challenge badge

I am a lawyer, but I am not your lawyer. Since I’m a lawyer, this website may be considered attorney advertising under the ethical rules of certain jurisdictions. Please read my disclaimers page before taking any action. And then, don't take any action based on what I wrote.

Creative Commons logo with the text 'Some Rights Reserved' and three symbols representing attribution, non-commercial use, and share alike.

Compliance Building - by Doug Cornelius is licensed under a Creative Commons Attribution-Noncommercial 3.0 United States License.