I’m in New York for PEI Media’s Private Fund Compliance Forum 2018.
If you are here in attendance, grab a guy with a bowtie and say “hi” to me. Depending on how many other people are wearing bowties, there is good chance it will be me.
I’ll be typing up my notes and sending them out over the course of the event. Here is part of the agenda:
- Restructuring the compliance function
- SEC exams—what do they look like now?
- Fees and expenses: allocation and regulation
- Assessing the influence of tax reform on private funds and portfolio companies
- Portfolio company risk management
- Assessing the current regulatory environment and navigating its impact on your compliance program
- Identifying conflicts at your firm – at the Private Fund Compliance Forum
- Strategies for marrying ESG implementation and compliance
- Regulatory considerations for the use of subscription lines and borrowing
