These are some of the compliance-related stories that recently caught my attention.
Ethisphere Announces the 2015 Attorneys Who Matter
Honorees represent all areas of practice including federal agencies, in-house counsel, top ethics and compliance officers of major companies, and outside counsel. Each one raises the bar for ethical behavior and boasts a commendable track record of public service, legal community engagement, and academic involvement. [More…]
Never Tick Off a Redbird by Tom Fox in the FCPA Compliance and Ethics Blog
As to the Cardinals, what on earth could the Astros have that they could possibly want? Take the Astros record over the past five years; it’s the worst in baseball. You want a piece of that? How about secret information on the leadership savoir fare of the Astros owner ‘Mr. I am smarter than everyone in the room because I made a $100mm in business’ Jim Crane. Why be one of the best-run sports franchises, when you can mimic the Astros? First you can tell everyone how stupid they are because they do not understand how it is in your interest to try and lose; next why you should cut off over 70% of your fan base from even watching games on television so they will not see your joke of a team play and, finally, how to sue the prior owner who sold you the team for mis-representing the quality of the assets.
Why the SEC can’t easily solve Appointments Clause problem with ALJs by Alison Frankel for Reuters
It seems as though there ought to be an easy way for the Securities and Exchange Commission to stomp out claims that its in-house judges are unconstitutionally appointed through a bureaucratic process, a defense theory that has spread as fast among SEC defendants as viral cute-animal memes on the Internet. But the SEC has so far avoided even addressing the potential consequences of that quick fix – perhaps because the solution isn’t so simple after all. If the SEC changed the way it appoints in-house judges, the fix could call into question the outcome of scores of past and present SEC enforcement actions as well as cases at other regulatory agencies.
You Can Finally Spend That Extra $12,000 On A WALL ST Vanity Plate by Alexander C. Kaufman in The Huffington Post
The seller bought the plates when they first became available in 1976, and he slapped them on his brand-new Chrysler Cordoba, according to Bloomberg Business. At the time, the Saratoga Springs resident, whose name hasn’t been reported, was working at the brokerage firm E.F. Hutton.
Now, the plates are attached to his 2002 Mercedes-Benz S-Class sedan. And, yeah, you get the car if you buy the plates, per Bloomberg.
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