These are my notes from the various sessions at the Private Fund Compliance Forum 2013.
- Dodd-Frank a year on: Where is the compliance industry now?
- What to expect from the SEC in the year ahead
- Conducting your annual review to ensure compliance
- Successfully managing the resources of your office
- Impact of Foreign Regulations on Private Equity Firms Doing Business Abroad
- What does the CFTC have to do with private equity?
- The SEC is coming! The SEC is coming!
