I occasionally get calls from people looking to hire compliance personnel. Here is the latest:
- Private Equity firm looking to expand its compliance team
- Senior compliance role reporting to the CCO
- Company is a prominent PE firm based in TX with a large office in San Francisco
- Knowledge of Investment Advisers Act essential
- Experience reviewing marketing material and interacting with investor relations and fund raising required
- Firm has a small compliance team so it is expected that this person will be willing to take on a variety of responsibilities
- JD not required
- Relocation available
If you are interested, you can drop me a note on the Compliance Building hotline: compliancebuilding@gmail.com.