In a clear case of voting error, LexisNexis decided to include Compliance Building in the LexisNexis Top 25 Business Law Blogs of 2010. I’m regular reader of most of those 25 blogs and think they’re wonderful. I’m happy to be included with such great content sites. For some reason, LexisNexis is not satisfied with just … Read more »
Day: October 27, 2010
More Information on the Custody Rule
With the removal of the 15 client rule exemption from registration with the SEC, many private funds are going to have to comply the custody rule Rule 206(4)-2. Private equity firms will have the most problems trying to meets the demands of the rule. The SEC is trying to help. They updated the Staff Responses … Read more »