You can find a seried of FINRA Compliance Podcasts on their Compliance Podcast webpage and from iTunes. Last summer they have a few on Customer Identification Programs and Anti-Money Laundering programs:
- Anti-Money Laundering for Operations Staff
(July 7, 2008) - AML – Customer Identification Program (Part 1)
(June 16, 2008) - AML – Customer Identification Program (Part 2)
(July 14, 2008) - Anti-Money Laundering—Institutional: Know Your Customer
(June 23, 2008)
