OFAC has released a revised Risk Factors for OFAC Compliance in the Securities Industry on 11/05/2008. This release includes guidance regarding some specific risk factors relevant to firms in the securities industry.
Doug Cornelius on compliance for private equity real estate
OFAC has released a revised Risk Factors for OFAC Compliance in the Securities Industry on 11/05/2008. This release includes guidance regarding some specific risk factors relevant to firms in the securities industry.